Series 14: 4.3.2.4. Margin Account Deposits

Taken from our Series 14 Online Guide

4.3.2.4. Margin Account Deposits

If a customer deposits cash or cash dividends into a margin account, the debit balance is reduced by that amount and the equity increased by that same amount. The SMA also increases dollar for dollar by the amount entered.

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 4.3.2.4. Margin Account Deposits, you might also be interested in:

Series 24 - Types of Nasdaq Orders

Series 24 - 4.2.9. Exemptions from the Registration Process

Series 24 - 4.1.5.4. Timeline for Registering Securities

Series 53 - Rule G-13—Published Municipal Securities Quotations Must Be Firm

Series 3 - 7.3.4.4. Bunched Orders

Series 79 - General Conditions

Series 66 - Section Four

Series 53 - Securities Records

Series 50 - Other Underwriter Responsibilities

Series 50 - Cash Flow Yield

Series 50 - Factors Affecting Marketability and Liquidity

Series 24 - 1.2.3.5. Persons Exempt from Registration

Series 7 - 13.4. Required Disclosures to a Member Firm by Its Associated Persons

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I thought the Series 79 materials were top notch. The Solomon practice exams were pretty spot on to what I encountered when I took the exam. Your course was key to my passing the exam on the first try. Thank you and money well spent.

Jeffrey Bartlett RSA Capital, Mequon, Wisconsin

I sat for the Series 66 on March 16th. I got an 85. I give all kudos to Solomon. The study materials were excellent.

William Crull, Metairie, LA

I passed the 79 and 63 - both on the first attempt - thanks to Solomon Exam Prep. The quiz/simulator questions were very similar to the actual exam. Additionally, I was impressed by how quickly I received responses when I used the "Ask the Professor" feature.

Alexander W, IL

Excellent! The Solomon curriculum prepared me well enough to make me feel comfortable during the actual exam. Practice questions and mock exams were challenging enough to test my knowledge but not too challenging to the point where I was discouraged.

Alex Syku. Easton, CT