Series 14: 4.1.5. Debt-to-Equity Requirements

Taken from our Series 14 Online Guide

4.1.5. Debt-to-Equity Requirements

There are also requirements on member firms’ debt-to-equity ratios. Interestingly, this debt-to-equity ratio has a very specific meaning and is different from most debt-to-equity ratios. This debt-to-equity ratio measures how much of a firm’s available capital (net worth + subordinated debt) is accounte

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 4.1.5. Debt-to-Equity Requirements, you might also be interested in:

Series 65 - 5.1.3 Fiduciary Accounts

Series 3 - 7.6.1.4. Settlement

Series 66 - Tax-Qualified Variable Annuities

Series 51 - Content Standards for Advertisements

Series 66 - 9.1.9 Electronic Communications and Social Media

Series 65 - Annualized Returns

Series 24 - Soft Dollar Arrangements

Series 3 - 4.1.8.1. Equity Options

Series 53 - Records for Secondary Market Trading Account Transactions

Series 14 - 4.5. Day Trading

Series 66 - 1.2.2.2. Annualized Returns

Series 53 - Financial Advisor

Series 24 - ADRs/International Securities

SIE - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I used your materials for the Series 79, Series 82, and the Series 63 and scored all in the mid-80% range. Thanks for your help and support!

Carlie Headapohl San Diego, CA

I studied for the Series 6 with the STC material and failed the exam. I then was provided with the Solomon material and passed! The Solomon material aligned very nicely with the actual exam which was very helpful. Also, Their customer service is out of this world! The President of the company even helped visa email and phone calls with study recommendations. I am now going to use their study material as I prepare for the Series 63. I LOVE Solomon! Thank you so much for your care, support and guidance. I have also recommended that our company use the Solomon material for all exams.

Valerie Nolan, Cetera, Forest Grove, OR

I passed the Series 65 exam on my first attempt. Your practice exams really helped. Thanks again.

Colin Tucker, Little Rock, AR

Had a challenge the first time with another provider and switched to Solomon. I found Solomon materials to be more comprehensive and the videos were a big help for the way I learn. Thanks to everyone at Solomon for going the extra mile.

Ray Catone, Fort Lauderdale, FL

Solomon Exam Prep did it again! I passed the Series 63! Now, I'm 3 for 3 - SIE, S6 & S63 - all first try- thanks to the amazing study material! The practice exams are phenomenal!

Candace Chavez, Cetera Investment Services. Wimberley, TX.

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 4.1.5. Debt-to-Equity Requirements

Taken from our Series 14 Online Guide

4.1.5. Debt-to-Equity Requirements

Since you're reading about Series 14: 4.1.5. Debt-to-Equity Requirements, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →