Series 14: 3.2.2.2. Alternative: Schedule 13G

Taken from our Series 14 Online Guide

3.2.2.2. Alternative: Schedule 13G

Certain institutional investors, such as investment companies, banks, insurance companies, broker-dealers, and investment advisers, are eligible to use the shorter Schedule 13G instead of Schedule 13D, provided both of t

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 3.2.2.2. Alternative: Schedule 13G, you might also be interested in:

Series 66 - 4.2.2.3 Death

Series 66 - Low-Risk DPPs

Series 24 - SEC Rules to Prevent Market Manipulation

Series 26 - Exercise

Series 79 - Exercise

Series 63 - A Word About Memorization…

Series 53 - Payment of Claim

Series 7 - Exercise

Series 53 - Municipal Securities Dealer Associations

Series 24 - 4.2.4. Sales of Securities at Reduced Prices

Series 66 - Registration of Investment Advisers

Series 26 - Mutual Fund Rules

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

Solomon Exam Prep is the "go-to" study guide for any busy professional in our industry. Extraordinary customer service and responses to your questions via email. Excellent flow of subjects, quizzes, test and audiobooks for on-demand refresh. Don't settle for any other test platform for our industry. The goal is to pass the test and they have the staff and platform to help you achieve your goal.

Robert Jones, US Capital Global. San Francisco, CA

I thought the Series 79 materials were top notch. The Solomon practice exams were pretty spot on to what I encountered when I took the exam. Your course was key to my passing the exam on the first try. Thank you and money well spent.

Jeffrey Bartlett RSA Capital, Mequon, Wisconsin

Started studying May 15. Passed it (Series 7) on June 28 with 91%. Very happy.

Cindy Roggenkamp, St. Cloud, MN

What a relief. I didn't get a chance to study that much, but your online sample questions were spot on and the reason why I passed [the Series 79].

Andrew Y., Pacific Palisades, CA

Just passed the Series 7 on the first attempt! Many questions on the FINRA exam forced me to consider scenarios from a different perspective, and the conceptual understanding the Solomon materials and study plan facilitated allowed me to apply my knowledge appropriately. If I need another license in the future, I'll rely on Solomon to help me prepare.

Dave Stakland Cambridge Investment Research Fairfield, IA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 3.2.2.2. Alternative: Schedule 13G

Taken from our Series 14 Online Guide

3.2.2.2. Alternative: Schedule 13G

Since you're reading about Series 14: 3.2.2.2. Alternative: Schedule 13G, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →