Series 14: 2.9.9. Short-Swing Profits Must Be Returned To The Company

Taken from our Series 14 Online Guide

2.9.9. Short-Swing Profits Must Be Returned to the Company

If insiders make profits on control securities that they held for less than six months, they must return these profits to the company. The profits will also be taxed as short-term capital gains. These kinds of profits are called short-swing profits.

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