Series 14: 2.9.9. Short-Swing Profits Must Be Returned To The Company

Taken from our Series 14 Online Guide

2.9.9. Short-Swing Profits Must Be Returned to the Company

If insiders make profits on control securities that they held for less than six months, they must return these profits to the company. The profits will also be taxed as short-term capital gains. These kinds of profits are called short-swing profits.

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 2.9.9. Short-Swing Profits Must Be Returned To The Company, you might also be interested in:

Series 54 - 1.3.2. Advising on Continuing Disclosure Filings (Not Advice)

Series 66 - Stepped-Up Tax Basis on Inherited Securities

Series 24 - Employee Retirement Income Security Act (ERISA)

Series 50 - Market Consultant

Series 79 - 9.2.1. Dutch Auction IPOs

SIE - 9.2.15.6. Electronic Communications and Social Media

Series 50 - Accountant Exemption

Series 26 - Exercise

Series 53 - Closing Out an Undelivered Position

Series 65 - Estate Accounts

Series 7 - 9.4.1.3. Cash Flow Statement

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

Your content was phenomenal. I could not have done it [pass the Series 82] without you. Thank you!

Jonathan Livi, Uber Capital Group, Great Neck, NY

Dear Solomon Exam Prep, Thank you for your great exam prep materials for the Series 82 Top-Off Exam...I recently took it and passed.

Mordechai Slovin, Palladium Capital Advisors, Israel

I wanted to add my testimonial to the long list of successful test-takers. Passed my Series 65 today on the first try! The materials were well written and made the concepts easier to understand (especially to someone with no background in finance like myself). I was a big fan of the audio format as I have a long drive back and forth to work (other test prep providers did not have this option). The test simulators were also a huge help. Thanks to the folks at Solomon Prep!

Ralph Marshall, High Speed Alliance, Wilmington DE

I passed first try! Three hours and forty-five minutes might seem like a long time, but it flew by. The Solomon Exam Prep conditioned me very well. Utilizing the chapter quizzes and practice exams really helped apply my learning, and also helped with time management. (Series 7)

Ryan Thibault, PNC Investments. Lakewood, OH.

I thought you might appreciate knowing that I passed the test with a 90 today. Thanks again for all the help and good quality material that your company has. I am very glad to have used your materials and will certainly refer others to Solomon Exam Prep. (Series 6 & 63)

Matthew Baird, Gloversville, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 2.9.9. Short-Swing Profits Must Be Returned To The Company

Taken from our Series 14 Online Guide

2.9.9. Short-Swing Profits Must Be Returned to the Company

Since you're reading about Series 14: 2.9.9. Short-Swing Profits Must Be Returned To The Company, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →