Series 14: 2.5.2. Transacting Business On The Nasdaq

Taken from our Series 14 Online Guide

2.5.2. Transacting Business on the Nasdaq

Market participants may submit multiple quotes and orders into Nasdaq, where they will be entered and processed sequentially by time and sent to the Nasdaq Market Center. Incoming market orders and marketable limit orders are directed to displayed quotes and orders for execution. The market center identifies the next market participant in line to receive an order. If the participant accepts automatic executions, the system will th

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 2.5.2. Transacting Business On The Nasdaq, you might also be interested in:

Series 7 - Chapter 14 Practice Questions

Series 7 - 3.6.4. Rule G-4—Statutory Disqualifications

Series 99 - 2.1.4.1.1 Description of Securities

Series 26 - Surrender Periods

Series 65 - 2.7. Secured Bonds

Series 24 - 4.1.3.3. Limited Partnerships

Series 65 - 2.13.2 Banker’s Acceptances

Series 82 - 4.7.3.2. Acceptance, Waiver, and Consent

SIE - Becoming a FINRA Member Firm

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

I used Solomon Exam Prep to take my Series 65 exam and passed it on the first try. The schedule generator is a great tool to stay on track and the practice exams and quizzes were my preferred method of studying and worked great as they provided questions that were very close and helpful in preparing for the real exam. Thank you!

Joseph Waitkevich, Coppertree LLC. Worcester, MA

Thank you so much and special thanks to the product you put out!! I did not know about Solomon a year ago when I took the Series 7 and I used another company's material. I did not pass the 7 first time and I was extremely nervous about the 66. However your product was wonderful and thanks to you guys I passed the 66 on my first try!!! Can't thank you enough!!!

Maria Raspa, Merrill Lynch, Wellesley Hills, MA

Solomon adequately prepared me to pass the 52 on my first try. Also, the one time I used the Ask the Professor tool, I received a response promptly. The pre-built study timelines were fantastic, and the ability to access via computer and the iPhone App was crucial. Many thanks to Solomon. I will use you guys again.

Jonathan Bowman Raymond James Ennice, NC

After trying numerous study materials, Solomon was the key to pass my Series 24. The live class was a perfect complement. Thank you Karen for your assistance!

Marie, Miami, FL