Series 26: Use Of Manipulative, Deceptive, Or Other Fraudulent Devices

Taken from our Series 26 Online Guide

Use of Manipulative, Deceptive, or Other Fraudulent Devices

FINRA prohibits member firms from transacting in securities by means of manipulative, deceptive, or other fraudulent devices. The prohibition includes purposefully making any untrue statement of a material fact or omitting a material fact when discussing a particular investment. This broad rul

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Use Of Manipulative, Deceptive, Or Other Fraudulent Devices, you might also be interested in:

SIE - De Minimis Exception

Series 24 - Change of Ownership or Control, Material Change in Business Operation

Series 27 - Review by the Uniform Practice Code Committee

Series 28 - Covered Long Positions

Series 24 - Recordkeeping and Reporting Requirements for Carrying Agreements

Series 66 - 2.2.4 Trading Preferred Stock

Series 14 - 8.5.2.4. Wrap Accounts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

I passed the Series 26 today with a score of 82%. Your exam simulator helped tremendously.

Ray Pecharich, Primerica, Sarasota, Florida

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA

The study materials were spot on! Could not believe it. Topically perfect. Was confident before I hit submit that I had passed.

Peter Cisick, O.N. Equity Sales Co. Collegeville, PA

I was having a tough time with the series 26 material. It had been 10 years since I had last studied for a test. I used other material of some big name companies that did not help me to understand what the test was asking. I purchased the Question bank from Solomon and I truly believe it is one of the reasons I was able to power through the exam. The questions were more challenging then the actual test itself which really helped me when it came to crunch time.

Ryan Schlagenhauf, Prudential, Shelton, CT

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE