Series 22: Disclosure Of Participation Or Interest In Distribution

Taken from our Series 22 Top-off Online Guide

Disclosure of Participation or Interest in Distribution

A member who is acting as a broker for a customer or acting as a dealer and who receives a fee or expects to receive a fee for advising customers with respect to buying or selling the securities must notify the customer of its financial interest at or before completing any transaction with the customer, whether in the primary or secondary market.

FINRA Rule 2269

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Solomon Exam Prep was great! I passed my Series 22 with their materials. I failed my first time taking the exam using the Securities Institute of America's material. I was completely shocked because I did well in all my practice exams. So, I did extra research and found Solomon Exam Prep. It was exactly like the FINRA outline which was perfect. Highly suggest Solomon Exam Prep for Series 22.

Becky Eriksson, Cabin Securities. Los Angeles, CA

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Cole Seelhammer. New Braunfels, TX

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Ashley F, Citi. New York, NY