Series 22: Disclosure Standards

Taken from our Series 22 Top-off Online Guide

Disclosure Standards

The Securities Act requires information in a registration statement or other offering document to be accurate and complete. To meet this standard, the offering documents must not contain untrue statements of material fact or omit facts in such a way that the statements therein become misleading. Certain participants in a public offering, including underwriters,

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Recently passed the FINRA Series 22 Exam. Though the exam is short, the material is obscure and not what you deal with every day in the industry. Solomon did a great job of putting together material and providing a deep understanding. After about 6 weeks of studying and taking 2 practice exams a day, I passed the exam on the first try! Thanks for putting together a robust training product.

Eric Stroehle, Steelwater Wealth Management. Oakville, CT

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Becky Eriksson, Cabin Securities. Los Angeles, CA

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