Series 24: 5.13.4. Compliance With Rules & Registration Requirements

Taken from our Series 24 Online Guide

5.13.4. Compliance with Rules & Registration Requirements

If a Nasdaq Market Center participant fails to follow Nasdaq rules, it may be subject to fines, censure, suspension, or revocation of registration, or other fitting penalties. A particip

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Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.

Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

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