Series 24: 4.5.2. Regulation AB

Taken from our Series 24 Online Guide

4.5.2. Regulation AB

In 2004 the SEC adopted Regulation AB. This regulation describes the registration, disclosure, and reporting requirements for asset-backed securities. Regulation AB does not apply to mortgage-backed securities that are issued or guaranteed by government-sponsored entities, such as Ginny Mae, Fannie Mae, and Freddie Mac. Private placements are also not covered under Regulation AB.

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