Series 24: 2.7.1.4.4. Mutual Fund Brokers

Taken from our Series 24 Online Guide

2.7.1.4.4. Mutual Fund Brokers

If a firm only deals in mutual funds and sells on a subscription basis only, the minimum net capital requirement is $5,000. A broker that sells on subscription does not accept cust

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Series 24: 2.7.1.4.4. Mutual Fund Brokers

Taken from our Series 24 Online Guide

2.7.1.4.4. Mutual Fund Brokers

Since you're reading about Series 24: 2.7.1.4.4. Mutual Fund Brokers, you might also be interested in:

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