Series 24: 2.6.4. Four-Year Records

Taken from our Series 24 Online Guide

2.6.4.  Four-Year Records

Customer complaint records shall be kept at the Office of Supervisory Jurisdiction under whose jurisdiction the complaint was filed and mai

Since you're reading about Series 24: 2.6.4. Four-Year Records, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!