Series 24: 2.2.2.3. Restrictions On The Sharing Of Accounts With Customers

Taken from our Series 24 Online Guide

2.2.2.3. Restrictions on the Sharing of Accounts with Customers

FINRA also prohibits member firms and associated persons from sharing directly or indirectly in the profits or losses in any customer account unless the following conditions apply: (1) the associated person obtains prior written consent from both

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 2.2.2.3. Restrictions On The Sharing Of Accounts With Customers, you might also be interested in:

Series 24 - 1.1.1.7.3. Restrictive Agreements

Series 50 - Bond Points and Basis Points

Series 3 - Exercise

Series 7 - 3.6.23 Rule G-23—Activities of Financial Advisors

Series 65 - Coverdell Education Savings Accounts

Series 82 - 1.2.1.6. Securities Exchange Act of 1934

Series 52 - 3.4.5. Oversubscription

Series 66 - 3.7.2. Whole Life Insurance

Series 27 - Preventing and Disclosing Prohibited Activities

Series 24 - 3.2.1. Individual Accounts

Series 50 - Disclosure Exceptions

Series 99 - 3.1.12 Displaying Priced Quotations in Multiple Quotation Mediums

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I watched the videos twice, took notes from them, and took hundreds of practice problems. The test simulator was the best part of the program. I found it helpful that you could go back and look at the questions you missed and use them to help refine what to study. I definitely would recommend the program. Get 85%+ on the practice and you should pass the 24.

Kris Nyden, Seattle, WA

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, Texas

I studied for the Series 24 for two and a half months. I thank God for his grace passed on the first attempt. The exam simulator is superb, it's projection of readiness to sit for an exam is spot on. All the feedback I received on how difficult the test was proved to be very helpful. As a result I over studied and followed the recommended study plan step by step which was key. Thanks again Jeremy and team, Solomon exam prep is the best ;)

Nikita Brown, BMI. Atlanta, GA

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann

I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

Audrey M., Austin, TX

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC