Series 54: 3.2.5. Regulation Of Political Contributions (“Pay To Play” Rule)

Taken from our Series 54 Online Guide

3.2.5. Regulation of Political Contributions (“Pay to Play” Rule)

MSRB Rule G-37 seeks to protect municipal entities from fraud. Specifically, the rule prevents securities professionals from winning business through campaign donations to elected officials. This rule applies to municipal securities dealers, municipal advisors, and municipal advisor third

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