Series 54: 2.2.2. Duties Of Non-Solicitor Municipal Advisors (Rule G-42)

Taken from our Series 54 Online Guide

2.2.2. Duties of Non-Solicitor Municipal Advisors (Rule G-42)

The MSRB requires that non-solicitor municipal advisors meet certain standards of conduct in their dealings with municipal entities, which includes fulfilling two duties: a duty of care and a duty of loyalty. In contrast, the MSRB also requires non-solicitor municipal advisors who are serving obligated clients to only uphold the duty of care, not the duty o

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: 2.2.2. Duties Of Non-Solicitor Municipal Advisors (Rule G-42), you might also be interested in:

Series 65 - Warrants

Series 27 - Open Contractual Commitments

Series 27 - Canadian Debt Obligations

Series 65 - 7.3.3 Averaging Returns

Series 66 - Chapter Six: Trading Securities

SIE - Payout Options (Settlement Options)

Series 66 - 4.1.1.1. Individual Account Features

Series 26 - Settlement Offers

Series 7 - 12.5 IPO Transaction Rules

Series 65 - 6.2.2.3.3. Keogh Plans (HR-10 Plans)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

Nailed my Series 63!! Solomon, y'all rock! Passed this exam after failing twice with another vendor. So folks, use Solomon and PASS!

Sri Murali, Regions Investment Solutions, Baton Rouge, LA

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

Passed 66 on the first try with flying colors. Solomon materials and advice was spot on. Follow it!

Craig Brand, Capital Financial Services, Nevis, MN

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I came into my studies with very little experience. With the amazing help and support from the Solomon Team I passed the SIE on my first attempt. I am extremely grateful for the study material that Solomon has provided. I am onto the 7 TO.

Wc Harbert, RBC. Eugene, OR

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 54: 2.2.2. Duties Of Non-Solicitor Municipal Advisors (Rule G-42)

Taken from our Series 54 Online Guide

2.2.2. Duties of Non-Solicitor Municipal Advisors (Rule G-42)

Since you're reading about Series 54: 2.2.2. Duties Of Non-Solicitor Municipal Advisors (Rule G-42), you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →