Series 54: 2.2. Duties And Standards For Municipal Advisors

Taken from our Series 54 Online Guide

2.2. Duties and Standards for Municipal Advisors

Under the Securities Exchange Act and MSRB rules and regulations, municipal advisors are expected to perform certain duties and uphold certain standards in their dealings with municipal entities and obligated persons. You should learn the following duties and standards for the Series 54 exam.

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