Series 54: 1.5.2. Municipal Entities And Their Employees

Taken from our Series 54 Online Guide

1.5.2. Municipal Entities and Their Employees

Municipal entities and their employees are exempt from registration as municipal advisors. This allows municipal employees to give advice on issuing municipal securities to a municipal entity without having to register as an advisor.

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: 1.5.2. Municipal Entities And Their Employees, you might also be interested in:

Series 65 - Post-Registration Requirements for Advisers

Series 53 - 6.2.4.2.1. Timeline for Reclamations

Series 28 - FINRA Financial Reporting Rules

Series 65 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

This program and study prep is amazing. I took and passed my SIE on the first attempt. If you follow the study guide you should be fine. I got to tell you I have never passed a test on the first go. Thanks, Jeremy! I appreciate all your tips and help you posted on the feed. It was all very beneficial to my success.

Tyrone Foster, Hall Labs. Provo, UT

I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX

The study material was absolutely perfect. My undergrad degree is in Mechanical Engineering and my graduate degree is in management so no formal finance education and it would not have been possible to pass the Series 79 without the Solomon material. Thanks so much.

Dave Bender, Cascadia Capital, Seattle, WA

Great preparation for a first-time-go on my SIE exam! Used the audio book for my commutes, and the presentation was good addition to back up the book. I leveraged the exam simulator which was priceless in making me feel like I was prepared for the exam. And, once I got into the test, I was prepared enough that I wondered if the real exam was going to get more difficult at the end...? I felt confident and well-prepared. Will be ordering the top-off shortly! Thanks for a great product and outstanding support!

Jeff Hughes, Cambridge Investment Research. Fairfield, IA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 54: 1.5.2. Municipal Entities And Their Employees

Taken from our Series 54 Online Guide

1.5.2. Municipal Entities and Their Employees

Since you're reading about Series 54: 1.5.2. Municipal Entities And Their Employees, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →