Series 54: 1.5.2. Municipal Entities And Their Employees

Taken from our Series 54 Online Guide

1.5.2. Municipal Entities and Their Employees

Municipal entities and their employees are exempt from registration as municipal advisors. This allows municipal employees to give advice on issuing municipal securities to a municipal entity without having to register as an advisor.

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Series 54: 1.5.2. Municipal Entities And Their Employees

Taken from our Series 54 Online Guide

1.5.2. Municipal Entities and Their Employees

Since you're reading about Series 54: 1.5.2. Municipal Entities And Their Employees, you might also be interested in:

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