Series 54: 1.5.2. Municipal Entities And Their Employees

Taken from our Series 54 Online Guide

1.5.2. Municipal Entities and Their Employees

Municipal entities and their employees are exempt from registration as municipal advisors. This allows municipal employees to give advice on issuing municipal securities to a municipal entity without having to register as an advisor.

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A more recent update after taking my Series 7 exam: Within one year of joining the financial industry, Solomon materials have gotten me a 100%, 4 for 4 pass rate with the SIE, S6, 63 and S7 all completed within 10 months. Once again, the materials and practice tests prepared me for the S7 exam better than I could've imagined. I will continue to refer people to Solomon, as the material, customer service, and whole experience has been unmatched.

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Series 54: 1.5.2. Municipal Entities And Their Employees

Taken from our Series 54 Online Guide

1.5.2. Municipal Entities and Their Employees

Since you're reading about Series 54: 1.5.2. Municipal Entities And Their Employees, you might also be interested in:

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