Series 54: 1.1.5. Dodd-Frank Wall Street Reform And Consumer Protection Act

Taken from our Series 54 Online Guide

1.1.5. Dodd-Frank Wall Street Reform and Consumer Protection Act

The Dodd-Frank Wall Street Reform and Consumer Protection Act was passed in 2010 as a response to the economic crisis of 2008. The Act aimed to prevent another recession while bringing oversight to regulatory gaps in the financial market.

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: 1.1.5. Dodd-Frank Wall Street Reform And Consumer Protection Act, you might also be interested in:

Series 27 - Code of Mediation

Series 52 - 6.2. Tax Advantages of Municipal Bonds

Series 14 - 6.1.7.1. Regulation M, Rules 101 and 102—Purchasing During Restricted Periods

Series 65 - 5.2.3.1 Cash Flow/Income Statement

Series 66 - 7.8.4. Post-Registration Requirements

Series 66 - Exercise

Series 79 - 9.3.3. Greenshoe Options and Syndicate Covering Transactions

Series 79 - Communications with Customers

Series 50 - Municipal Securities Sales Principal (Series 9/10)

Series 66 - 3.1.2.3. Bond Funds

Series 99 - 2.4.3 Five-Year Records

Series 24 - 5.14.2. Marking the Open/Close

Series 3 - 2.2.1.2. Settlement and Delivery

Series 52 - 7.4.2.2. Discount Rate

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

What a relief. I didn't get a chance to study that much, but your online sample questions were spot on and the reason why I passed [the Series 79].

Andrew Y., Pacific Palisades, CA

Soloman's practice exams are a powerful tool! Just passed SIE - will be looking to use their other content for the top-off exams very soon. Thank you!

John S. Clearing Firm Charlotte, NC

As an international student from Bogota, Colombia who recently graduated from Principia College in Business administration and economics, I was looking for the best learning software alternative to study for the Series 65 exam. When I started using Solomon Exam Prep, I realized it was the best option due to its friendly platform, extensive question bank, detailed video lessons and meticulously written study guide for the test. As a native Spanish speaker, I was afraid that I wasn't going to understand, but thanks to Solomon Exam Prep's user friendly guide, I was able to understand every concept from multiple points of view with the help of the video lessons, study guide, note cards and audiobook. I am so grateful that I got to finish the program in 8 weeks start my training as an Investment Adviser Representative for Challenger Wealth Management at 24 years old!

Esteban Rojas Acuna, Challenger Wealth Management. Los Angeles, CA

Great job with the Series 63 study material. I read the study guide, took notes against it, made flashcards and did tons of online tests just as the material suggested. Following the outline worked and I passed with plenty of room to spare. In particular, being able to access questions online is worlds better than how I remember studying for other exams in the past.

Tom L., Atlanta, GA

I took 2500+ questions in your simulator and I passed the Series 63 on my first attempt. Your practice exams are fantastic!!!!!

Pavel Jezek, Denver, CO

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 54: 1.1.5. Dodd-Frank Wall Street Reform And Consumer Protection Act

Taken from our Series 54 Online Guide

1.1.5. Dodd-Frank Wall Street Reform and Consumer Protection Act

Since you're reading about Series 54: 1.1.5. Dodd-Frank Wall Street Reform And Consumer Protection Act, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →