Series 63: 5.3.5.1 Blanket Recommendations

Taken from our Series 63 Online Guide

5.3.5.1 Blanket Recommendations

A blanket recommendation occurs when a firm or financial professional makes a recommendation to all its customers or clients to buy or sell a particular security. Since when making a blanket recommendation the firm or professional does not consider whether the action is suitable for each individual customer, making such a recommendation is generally a bad idea.

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Solomon, You all are the best. I wanted to let you know....Your classes are great! You explain the material so well. I had taken the Series 6 with another company and only passed by one point! I took the course with the same company for the Series 63 and missed it by one point! Needless to say, I was a little upset. I decided to start from scratch and did it with Solomon. I passed the Series 63 with a 82%. Thanks! I am preparing to take the Series 65 and will use Solomon too. You all are great!!!

Jenee S.

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Keith Kozubal, Englewood, CO

I just took the Series 63 last week, for the first time. I passed with a grade of 87%. The only study guide I used was your audio book which I listened to on the way to work everyday. I have never worked in the securities industry before, and I had no existing knowledge of anything related to securities law. Everything I know about the subject I learned from your audio book. I will always look to your exam preps for my future test prep needs.

David Laurie, Houston, TX

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

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Bob Dale, Austin Dale Group, Austin, TX