Series 63: 3.1.7 Termination Of A Securities Registration

Taken from our Series 63 Online Guide

3.1.7 Termination of a Securities Registration

As previously mentioned, a securities registration is effective for one year from its effective date, and it cannot be withdrawn during that year-long period. After that period, it may be withdrawn only at the discretion of the state securities administrator.

The state securities administrator

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: 3.1.7 Termination Of A Securities Registration, you might also be interested in:

Series 27 - Short Sales Against the Box

Series 63 - 5.7. Conflicts of Interest and Fiduciary Issues

Series 53 - 4.2.4.3. Tombstone Ads

Series 63 - Suitability

Series 52 - 4.4. Market Transparency and Risk

Series 65 - Death

Series 7 - 5.7.2. Straddles

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

All of your products are AMAZING! I passed my 6 & 63 with Solomon by my side every step of the way. Thanks again!

Stephen Snyder

I love Solomon Exam Prep. The combination of studying the online test questions, textbook, and online live video course helped me get a 90% on both the Series 6 and 63 the first time! The staff is friendly and my online instructor was phenomenal! I will definitely use Solomon again when I prepare for the 65 and recommend them to everyone!

Hunter Lowe Lappen, Easton, MD

I've been using Solomon Exam Preparation materials for my last four Series tests: the Series 82, Series 63, Series 79 and just recently the Series 7. My scores on these tests were 88, 90, 88 and 90. The Solomon texts were comprehensive and easy to read; everything you need to know is in there. But there is so much material that these exams cover that you have to read the texts several times over and take as many practice quizzes and tests as you can until you score in the mid 80's. Then go in for the test. That's what I did. I went in scoring in the mid 80's on practice exams and "peaked" at higher scores while taking the actual tests. You can't do any better than Solomon. I highly recommend them.

Michael McGregor, FOCUS Investment Banking, Charlotte, NC

Jeremy I scored a 90% on the 63. Your answering questions for me - even at near midnight on a Friday night (dude... Seriously? I tell people that I have no life...you may have a similar problem) was invaluable. I took the Series 6 on Thursday afternoon - it took me about an hour and forty five minutes - and this time I walked out of the testing center with a 80%. Thanks again!

Glenn Christ, Houston, Texas

I used Solomon Exam Prep for both the Series 7 and 63. Everyone learns differently, and they have resources for every type of learner. Their practice exams and quizzes push you to be prepared for the most difficult questions, enabling you to be over-prepared (better than the alternative!) for your exam. I received a 93% on the Series 7 and wish the regulators provided a score for the Series 63, but needless to say I passed. If I ever need to take a regulatory exam again, I will look to these guys first.

Suraj P, New York, NY

Your team did it again. I passed my 63 today, less than two weeks after the 82!!! Your study system is perfect, and your practice questions do an amazing job preparing for the exam. If you're not an investment advisor, feel free to use this testimonial on your website!!!!

Jonathan Livi, Uber Capital Group, Great Neck, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: 3.1.7 Termination Of A Securities Registration

Taken from our Series 63 Online Guide

3.1.7 Termination of a Securities Registration

Since you're reading about Series 63: 3.1.7 Termination Of A Securities Registration, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →