Series 63: 3.1.5.1 Exceptions For Media From Other States

Taken from our Series 63 Online Guide

3.1.5.1 Exceptions for Media from Other States

Certain kinds of communications may not be considered an offer within a state. Specifically, advertisements in bona fide newspapers and other publications of regular circulation that are not published within a given state do not constitute offers within that state. Also, if two-thirds of a publication’s circulation is outside the state in which it is published (such as for national magazines), then its advertisements do not count as offers even in the state in which the p

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: 3.1.5.1 Exceptions For Media From Other States, you might also be interested in:

Series 63 - 1.1.2.4. Post-Registration Requirements

SIE - 1.3.3. Par Value of Common Stock

Series 7 - 3.3.1.1. Key Players

Series 28 - Net Capital and Consolidated Accounts

Series 28 - Uncovered Short Positions

Series 63 - Personal Outside Investment Accounts

Series 6 - 7.1.1.3. Interest Rate Risk

Series 24 - OTC Quotation & Market Maker Requirements

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

After a lengthy absence from the securities industry, I again needed to get licensed. With the great help of Solomon, I did the SIE, Series 7, Series 63, and Series 82, in just over 5 months. The materials are comprehensive and I would recommend reading it all at least twice. Have realistic goals and meet them. Don't take too many days off as the quicker you learn the material the less likely your are to forget the initial stuff. I found the "Ask the Professor" feature to be particularly helpful (and responsive!). I hope I don't need further exams any time soon but, if I do, I will use Solomon.

Shawn Sullivan Charlestowne Securities Darien, CT

Ok guys, there was ONE problem with the Series 63 study material that I purchased from you. The problem is that I should have purchased it sooner!!

Keith Kozubal, Englewood, CO

Hard to believe but I never learned any English and with the help of Solomon exam prep I was able to pass the 82 and 63.

I’m so thankful to God.

Shulem Kahana, Eastern Union Funding, New York, NY

Solomon, You all are the best. I wanted to let you know....Your classes are great! You explain the material so well. I had taken the Series 6 with another company and only passed by one point! I took the course with the same company for the Series 63 and missed it by one point! Needless to say, I was a little upset. I decided to start from scratch and did it with Solomon. I passed the Series 63 with a 82%. Thanks! I am preparing to take the Series 65 and will use Solomon too. You all are great!!!

Jenee S.

I used Solomon Exam Prep for both the Series 7 and 63. Everyone learns differently, and they have resources for every type of learner. Their practice exams and quizzes push you to be prepared for the most difficult questions, enabling you to be over-prepared (better than the alternative!) for your exam. I received a 93% on the Series 7 and wish the regulators provided a score for the Series 63, but needless to say I passed. If I ever need to take a regulatory exam again, I will look to these guys first.

Suraj P, New York, NY

My thanks to everyone at Solomon for their commitment to my success in passing Series 63. Karen Solomon was always quick to respond to me, advise me and clarify material for me. I had great take away from Bob Pisani's class and I know his presentation influenced my exam score of 83!

Mary Sutter