Series 63: 3.1.2.1 The Registration Statement

Taken from our Series 63 Online Guide

3.1.2.1 The Registration Statement

The registration statement is an important part of the SEC’s security registration process. A registration statement must include a description of both the issuer’s business and the securities being offered, certified financial s

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My thanks to everyone at Solomon for their commitment to my success in passing Series 63. Karen Solomon was always quick to respond to me, advise me and clarify material for me. I had great take away from Bob Pisani's class and I know his presentation influenced my exam score of 83!

Mary Sutter

Excellent study materials for the Series 63 exam. The practice exams were extremely helpful in my preparation and the exam simulator was a lifesaver as usual in solidifying what I learned (tip: read the answer explanations even if you got the question right). Highly recommend Solomon for the Series 63 exam.

Andrew L.

Solomon Exam Prep did it again! I passed the Series 63! Now, I'm 3 for 3 - SIE, S6 & S63 - all first try- thanks to the amazing study material! The practice exams are phenomenal!

Candace Chavez, Cetera Investment Services. Wimberley, TX.

Great job with the Series 63 study material. I read the study guide, took notes against it, made flashcards and did tons of online tests just as the material suggested. Following the outline worked and I passed with plenty of room to spare. In particular, being able to access questions online is worlds better than how I remember studying for other exams in the past.

Tom L., Atlanta, GA

I passed the Series 6 and the Series 63, and I feel like I would not have been able to do that without your practice exams for both. Thank you!

Hillary Gardiner, Austin, Texas

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

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Series 63: 3.1.2.1 The Registration Statement

Taken from our Series 63 Online Guide

3.1.2.1 The Registration Statement

Since you're reading about Series 63: 3.1.2.1 The Registration Statement, you might also be interested in:

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