Series 63: 3.1.2.1 The Registration Statement

Taken from our Series 63 Online Guide

3.1.2.1 The Registration Statement

The registration statement is an important part of the SEC’s security registration process. A registration statement must include a description of both the issuer’s business and the securities being offered, certified financial s

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: 3.1.2.1 The Registration Statement, you might also be interested in:

Series 79 - Exempt Offerings Under Regulation D

Series 7 - 17.4.2.2. Time and Price Orders

Series 65 - 6.1.1.2.2.4. Reinvested Shares

Series 65 - 2.1.1.6 Transfer Rights

Series 65 - Chapter Two

Series 65 - Chapter 8 Practice Questions

Series 65 - 3.7.4.8.3. Tax-Qualified Variable Annuities

Series 6 - 5.1.2.2. Balanced Funds

Series 24 - Private Re-sales to Qualified Institutional Buyers– Rule 144A

Series 65 - Warrants

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA

I have now used Solomon for the SIE, series 6, and 63. I am ordering my 7 materials now. The structure and resources are right on target. The practice exams are more difficult than the exam which makes taking the exam much easier. I give all of the credit to Solomon for my 100% pass rate so far. I recommend Solomon to all of my coworkers.

Alex Coyne, Northwestern Mutual. Pensacola, FL

I just passed the Series 63 after failed in the first attempt as of January. I had studied with another vendor and after some research, I decided to buy Solomon material. I felt very comfortable with the material since English is my second language. And due to the type of the exam, this was very important. It took me time to make the decision for the 2nd attempt but Karen was important to support and she convinced me. I felt very comfortable till question number 20, after that a bit stressful but be sure that you will know the subjects. Thanks Solomon!!!

Ariel Barroso, MCM. Miami, FL

The Series 63 course book was great- well-written and light-hearted enough to make the study material easy-reading. I studied for 10 days, took all your practice exams and passed with 87%. Couldn't really ask for anything more. Thank you to you and First Books – a great resource!

Matthew Bristow, Managing Director, ClearRidge Capital, Tulsa, Oklahoma

I failed the 63 three times over the course of four years. I passed the first time after taking your course.

Senica Omernik, Farmers Insurance, Stevens Point, WI

Thank you guys for the outstanding prep materials. I took the Series 79 and 63 in the same week and passed both the first time with great scores. I could not have been better prepared. Your exam simulator is especially awesome! Nothing on either exam surprised after.

Richard Walters, Virginia Beach, VA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: 3.1.2.1 The Registration Statement

Taken from our Series 63 Online Guide

3.1.2.1 The Registration Statement

Since you're reading about Series 63: 3.1.2.1 The Registration Statement, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →