Series 66: 9.3.6.3 Describing A Price As “At The Market” If It Is Not

Taken from our Series 66 Online Guide

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9.3.6.3 Describing a Price as “At the Market” If It Is Not

Broker-dealers are prohibited from using the term “at the market” to describe a security’s

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Series 66: 9.3.6.3 Describing A Price As “At The Market” If It Is Not

Taken from our Series 66 Online Guide

9.3.6.3 Describing a Price as “At the Market” If It Is Not

Since you're reading about Series 66: 9.3.6.3 Describing A Price As “At The Market” If It Is Not, you might also be interested in:

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