Series 66: 9.1.4 Performance Guarantees

Taken from our Series 66 Online Guide

9.1.4 Performance Guarantees

There are very few guarantees in the investment world. In fact, with the exception of U.S. government guaranteed securities, the word “guaranteed” cannot even be used. Even in that case, you cannot guarantee a specific gain or loss will be achieved, only that a client will receive her principal and interest should she hold a

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: 9.1.4 Performance Guarantees, you might also be interested in:

Series 26 - Variable Annuity Regulations

Series 65 - 10.9.1. Investment Advisory Fees

Series 51 - Time of Formal Award and Time of First Execution

Series 63 - Loans to and From Clients

Series 7 - 9.4.1.2.1. Assets

Series 79 - 8.4. Building the Book

Series 22 - Requirements for a RELP Prospectus

Series 7 - 16.1.3. Qualified Plans for Small Businesses

Series 27 - Commingling of Hypothecated Securities

Series 65 - Exercise

Series 53 - Pricing the Bonds

Series 79 - Eurobonds

Series 82 - Convertible Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Passed the Series 66 on my first attempt. I thought the exam simulator was perfect. The material gave me the confidence I needed going into test day. I will only use Solomon for any other exams I take in the future. Thank you!

Brendan Halick, David White & Associates, Walnut Creek, CA

Passed the Series 66 today! This program really helped me succeed. The pie charts helped me focus on where I needed to put in more work.

Stephen Rice, Edward jones. Prairie Village, KS

Thank You. Thank You. Thank You. Having the audio, video lectures (with the printable power-point!) and exam simulator in addition to the book really engages you in the material. It becomes a game! I passed the 66 with an 84%.

Colleen Shelly, PNC Investments, Cleveland, OH

Thank you so much for your great study materials! I have used Kaplan in the past and this is so much better! I used your study materials to get an 84% on my Series 7 and an 85% on my Series 66! Keep up the good work!

Ivan Griffin, Roach, MO

I sat for the Series 66 on March 16th. I got an 85. I give all kudos to Solomon. The study materials were excellent.

William Crull, Metairie, LA

Jeremy and team, thank you for your excellent study materials and your availability to provide guidance and feedback as I was able to pass my Series 66 on the first try... The most telling confirmation your training materials are top notch... when I sat for my exam, once the test started and I read the first question, I instantly knew from my studies using the Solomon training, I was going to handle the test. Being able to sense this from the first question was more than comforting. Thank you again!

Pablo Serna, Silicon Valley Bank, Menlo Park, CA