Series 66: 8.1.2.1 The Registration Statement

Taken from our Series 66 Online Guide

8.1.2.1 The Registration Statement

The registration statement is an important part of the SEC’s security registration process. A registration statement must include a description of both the issuer’s business and the securities being offered, certified financial sta

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Jeremy and team, thank you for your excellent study materials and your availability to provide guidance and feedback as I was able to pass my Series 66 on the first try... The most telling confirmation your training materials are top notch... when I sat for my exam, once the test started and I read the first question, I instantly knew from my studies using the Solomon training, I was going to handle the test. Being able to sense this from the first question was more than comforting. Thank you again!

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