Series 24: Ten Day Rule (SEC Rule 10b-17)

Taken from our Series 24 Online Guide

Ten Day Rule (SEC Rule 10b-17)

Issuers must notify the exchange (if listed) or FINRA (if unlisted) of the record date at least 10 days prior to the record date to allow sufficient time to set and publish the ex-date.

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I used Solomon to sit Series 24 and Series 79, passing with 81% and 88% respectively. Having looked at other material providers, Solomon stands out because of their prompt replies to student questions and the completeness of the answers provided – they are the best out there!

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