Series 65: 8.8 Regulation Of Investment Adviser Representatives

Taken from our Series 65 Online Guide

8.8 Regulation of Investment Adviser Representatives

While some investment advisers are one-man or -woman shops, most employ dozens, hundreds, or even thousands of investment professionals. These employees often work with individual clients and give individualized advice, seemingly working as investment advisers. Yet, because they are employees at in

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I am 73 years old and have been retired for 5 years. My fulfilling career of 38 years was mainly as a portfolio manager in a trust setting. A good friend of mine recently started an RIA and asked me to consider coming to work for him. Since I loved my job and retirement is boring in comparison, the decision to jump back in was rather easy. You know the old saying: if you love what you do, you will never work a day in your life. But yes, I must first pass Series 65. The study materials and whole program you have constructed are excellent. I read the phone-book sized reading materials and took many practice exams on the website. Just this morning I sat for the test and passed. Hooray!! I am convinced that your test preparation process made the exam seem easy. So I will recommend to anyone preparing for a securities exam to definitely consider getting your program. Thanks again for your outstanding program and guidance."

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Series 65: 8.8 Regulation Of Investment Adviser Representatives

Taken from our Series 65 Online Guide

8.8 Regulation of Investment Adviser Representatives

Since you're reading about Series 65: 8.8 Regulation Of Investment Adviser Representatives, you might also be interested in:

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