Series 65: 5.1.3 Fiduciary Accounts

Taken from our Series 65 Online Guide

5.1.3 Fiduciary Accounts

Fiduciary accounts are accounts where a third party manages the account for a client. The third party is called the fiduciary. A fiduciary may be an investment adviser, bankruptcy trustee, executor of an estate account or trust account, or guardian of minor account. Fiduciaries have a duty to put the accountholder’s interests before their own.

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 5.1.3 Fiduciary Accounts, you might also be interested in:

Series 7 - 6.1.3.2 Mutual Fund Shares (A, B, and C Shares)

Series 53 - Business Conduct

Series 79 - A1.6.5. Corporate Bonds

Series 28 - Day Trading

Series 65 - Individual Income Tax System

Series 3 - 2.2.4.1. Pricing the Treasury Futures Contract

Series 79 - Chapter 12 Practice Question Answers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I have to commend everyone at Solomon Exam Prep in getting me ready for and helping me pass my "Series 65" State Securities Law exam. I did not have a securities background nor did I work in the industry, and at 51 years old it was a challenge for me to go back to hitting the books. In addition to studying for the exam I was running my full time business and working 60+ hours a week. But with their help and support I passed on my first attempt.

Philip Schweik, Global View Capital Advisors, Wausau, WI

I could not be happier with Solomon Exam Prep and I am so glad I found it. I had taken this test prior and wasn't able to pass. After utilizing the Total Study Package for the Series 65, including the book, audiobook, summary videos and practice tests, I felt very confident clicking the submit button at the end of the test. I would highly recommend Solomon Exam Prep to pass your upcoming test.

Dane Urista, Vincent Asset Management, Eden Prairie, MN

I PASSED. A big thank you to Solomon Exam Prep for breaking down the material for the Series 65 exam into understandable information. I started my exam prep journey with another provider and their material was simply too wordy and full of unnecessary information. I switched to Solomon Exam Prep and the material was easy to follow and I PASSED. Thanks so much for being there for me.

Tammy Gladstone, State Farm Insurance, California, MD

I just wanted to let you know I took the Series 65(85), Series 63(90) and Series 7(90) and am pleased as can be with your guides and practice materials. Not only do they contain the facts that are needed to pass the exams, but are actually presented in a format that you are still interested and awake by the time you get there! Really brilliant instructions.

Michael, CPA, Registered Representative

Solomon Exam Prep helped me pass the Series SIE, 63, 65 and 7 exams. The study materials are easy to understand and practice exams were very helpful, especially with the passing probability to gauge my exam readiness. The instructor for all web classes were really worth it as I could get directly answers for my questions. I couldn't have pass these exams without Solomon's help. Thank you!

Thanks to you I passed the Series 65 exam on my first try. I appreciated your materials and online test bank.

Jeff

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 65: 5.1.3 Fiduciary Accounts

Taken from our Series 65 Online Guide

5.1.3 Fiduciary Accounts

Since you're reading about Series 65: 5.1.3 Fiduciary Accounts, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →