Series 14: 7.2.4.5.6. Continuing Education

Taken from our Series 14 Online Guide

7.2.4.5.6. Continuing Education

Registered personnel must participate in a continuing education (CE) program. This program has two elements: a regulatory element and a firm element.

The regulatory element requires that all registered persons complete a computer-based training session within 120 days of a person’s second registration anniversary, and every three years thereafter. FINRA creates and administers the content of the regulatory element, and ea

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 7.2.4.5.6. Continuing Education, you might also be interested in:

Series 24 - Inside Market

Series 3 - 4.2.1.3.1. Exercise and Assignment

Series 51 - Municipal Securities Representative (Series 52)

Series 52 - 1.6.2.2. Contributions

Series 53 - Out-firm Quotes

Series 63 - 5.7.13.2. Acting as Agent to Both Parties (Agency Cross Transactions)

Series 53 - Municipal Securities Sales Principal (Series 9/10)

Series 79 - 8.5. Sizing, Pricing, and Timing the Offering

Series 51 - Coverdell Education Savings Accounts

Series 66 - 3.6.3. Variable Annuities

Series 66 - Exercise

Series 65 - 7.1.1.1.1. Consolidated Tape

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

I really would like to thank Solomon Exam Prep for helping me pass my Series 63 exam this past Friday! The website is easy to understand and I passed on the first time using their study guide!

Stephanie Oliver, MSRS, Minneapolis, MN

The study materials were spot on! Could not believe it. Topically perfect. Was confident before I hit submit that I had passed.

Peter Cisick, O.N. Equity Sales Co. Collegeville, PA

Soloman's practice exams are a powerful tool! Just passed SIE - will be looking to use their other content for the top-off exams very soon. Thank you!

John S. Clearing Firm Charlotte, NC

Special thanks to Solomon for ensuring I pass the 65! Trust in the material and you will pass. I bought multiple resources and by far, Solomon was the best. Thanks again.

Paige Robino, Fisher Investments, Plano, TX

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 7.2.4.5.6. Continuing Education

Taken from our Series 14 Online Guide

7.2.4.5.6. Continuing Education

Since you're reading about Series 14: 7.2.4.5.6. Continuing Education, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →