Series 14: 7.2.4.5.5. License And Jurisdictional Retention

Taken from our Series 14 Online Guide

7.2.4.5.5. License and Jurisdictional Retention

A registered person’s license remains valid for two years after leaving the industry. Individuals who return after two years must requalify by passing the appropriate exam.

Similarly, when a registered person leaves the securities industry, FINRA retains jurisdiction over that person for two years.

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 7.2.4.5.5. License And Jurisdictional Retention, you might also be interested in:

SIE - No Churning

Series 26 - Money Penalties in Civil Actions

Series 6 - Exercise

Series 24 - 5.14.4. Price Coordination and Anti-Intimidation

Series 63 - Fees

Series 3 - 6.1.6.1.1. Fiscal Policy Defined

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I never really had to study in high school or college, so I was especially nervous to take this exam after hearing from colleges how difficult the Series 6 was. This program gave step-by-step instructions on how to study which ultimately led to me passing on my first try with an 81.

Ambria Smith, PFM Fund Distributors, Harrisburg, PA

Recently passed my Series 22 using the Solomon material. Failed the exam once previously using The Securities Institute of America material. Solomon gave me the tools in order to succeed and pass my exam. I highly recommend this material!

Cole Seelhammer. New Braunfels, TX

I was well prepared from using Solomon. Such much so that I finished early enough to review the questions and my answers, and determine my estimated score. Thanks! Great platform. Highly recommend using Solomon.

Max Thomas. Fort Lauderdale, FL

Thank you guys for the outstanding prep materials. I took the Series 79 and 63 in the same week and passed both the first time with great scores. I could not have been better prepared. Your exam simulator is especially awesome! Nothing on either exam surprised after.

Richard Walters, Virginia Beach, VA

Excellent exam preparation! Passed on my 1st attempt! SIE EXAM DO LOTS OF PRACTICE EXAMS, AND FLASHCARDS. I found the real exam question easier than the Solomon's ones. Thank you!

Gil Malamut, Prudential. New York, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 7.2.4.5.5. License And Jurisdictional Retention

Taken from our Series 14 Online Guide

7.2.4.5.5. License and Jurisdictional Retention

Since you're reading about Series 14: 7.2.4.5.5. License And Jurisdictional Retention, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →