Series 14: 7.2.4.5.4. Verification By Principal

Taken from our Series 14 Online Guide

7.2.4.5.4. Verification by Principal

Before signing Form U4 for submission, a principal must verify the applicant’s employment for the prior three years and attest to the character and reputation of the applicant.

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Series 14: 7.2.4.5.4. Verification By Principal

Taken from our Series 14 Online Guide

7.2.4.5.4. Verification by Principal

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