Series 14: 7.2.4.5.2. Confidentiality Of Qualification Exams

Taken from our Series 14 Online Guide

7.2.4.5.2. Confidentiality of Qualification Exams

After taking a qualifying exam, individuals may not reveal or disclose any information (including questions and answers) from the exam to other individuals. In addition, individuals may not give or receive any assistance during the exam, and they must certify that no assistance was given or received during the exam.

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