Series 14: 7.2.4.1.1. General Securities Principal (Series 24)

Taken from our Series 14 Online Guide

7.2.4.1.1. General Securities Principal (Series 24)

A General Securities Principal is a person engaged in managing or supervising registered employees with respect to all activities of her office, except those involving options accounts or financial reporting to regulators. A General Securities Principal may also approve ad

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