Series 14: 6.2.5. Private Resales To Qualified Institutional Buyers: Rule 144A

Taken from our Series 14 Online Guide

6.2.5. Private Resales to Qualified Institutional Buyers: Rule 144A

As discussed above, purchasers of restricted securities are subject to holding periods. Rule 144A, however, allows issuers and non-issuers to sell restricted securities to qualified institutional buyers (QIBs) without restrictions. Once a qualified institutional buyer purchases a restricted security, it can sell the security to other QIBs without restrictions

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 6.2.5. Private Resales To Qualified Institutional Buyers: Rule 144A, you might also be interested in:

Series 65 - 6.2.3 Non-Qualified Retirement Plans

Series 51 - Appendix A

Series 65 - 6.1.1.1.2.1. Calculating Basis

Series 24 - Exercise

Series 51 - Definitions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

Audrey M., Austin, TX

I just took my SIE, Series 6 and Series 63 exams — I took them all on the same day (would recommend breaking them into separate days if you can, but I had specific work reasons I had to get them done). In any event, I PASSED all 3 exams. I used the Solomon materials and was extremely satisfied. Great study materials, I couldn’t have done it without your help. Thank you!

Glenn M., Detroit, MI

Rachna Shah, CBRE. Beverly Hills, CA

After multiple failed attempts at the Series 6, I felt somewhat defeated. I reached out to Solomon for guidance and I was more than impressed with the response I received. The study material was outstanding and the program structure is truly designed to help you pass! Jeremy Solomon was truly my biggest fan and I can't thank him enough for his help! Solomon is by far the best company out there for test preparation; don't waste any more money on the others this is all you will need to pass!

Tory Hamlin, Agency Owner, Jacksonville, FL

Solomon Exam prep did a great job helping me prepare for the Series 50. The exam simulator was excellent and I felt so prepared during the exam!

Amber Nielsen, Baker Tilly Municipal Advisors. Mishawaka, IN

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 6.2.5. Private Resales To Qualified Institutional Buyers: Rule 144A

Taken from our Series 14 Online Guide

6.2.5. Private Resales to Qualified Institutional Buyers: Rule 144A

Since you're reading about Series 14: 6.2.5. Private Resales To Qualified Institutional Buyers: Rule 144A, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →