Series 54: Circumvention Of The Rule

Taken from our Series 54 Online Guide

Circumvention of the Rule

Dealers, municipal advisors, and their associated persons are prohibited from directly engaging in any of the prohibited activities listed in the rule, but they are also prohibited from engaging in the activities indirectly through another person. For example, they may not do

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The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

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I thought you might appreciate knowing that I passed the test with a 90 today. Thanks again for all the help and good quality material that your company has. I am very glad to have used your materials and will certainly refer others to Solomon Exam Prep. (Series 6 & 63)

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Series 54: Circumvention Of The Rule

Taken from our Series 54 Online Guide

Circumvention of the Rule

Since you're reading about Series 54: Circumvention Of The Rule, you might also be interested in:

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