Series 54: Key Documents And Disclosure Requirements For A Municipal Offering

Taken from our Series 54 Online Guide

Key Documents and Disclosure Requirements for a Municipal Offering

Recall that the federal government is precluded from regulating the municipal bond market, except with reference to fraud. Yet the federal government has acted to regulate th

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: Key Documents And Disclosure Requirements For A Municipal Offering, you might also be interested in:

Series 52 - 3.7. Private Placements

Series 14 - 7.2.4.7. Outside Business Activities

Series 26 - Expungement Prohibited Practices

Series 66 - 4.2.1.4. Speculation

Series 7 - 18.3.1.1 Applying for FINRA Membership

Series 66 - 6.7.3. Other Margin Information

Series 63 - Termination of an IAR

Series 7 - 2.8.1. Mortgage Bonds

Series 50 - Securities Act of 1933

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

I just passed the Series 6. The Solomon Audio/CD set was essential for me as I spend 1.5 hours per day in my car, so that became my study time! Thank you for providing an audio/cd version! I have just ordered the Series 65 set as well.

Ambia Peoples, North Florida Financial Corp, Jacksonville, FL

I passed the Series 63 today with a score of 88%. I spent 3 hours every day for a week to study. I would highly recommend Solomon to anyone. Thank you Solomon. I couldn't do it without you.

John Nguyen, Transamerica Financial Advisors, Santa Ana, CA

Jeremy, I just wanted to take a moment to say thank you so much for your wonderful product! Your study guides helped me pass the 7, 66, 24, 52, and 53 all within 2 and a half months. Thank you again!

Christopher Kriak, Compliance Analyst, PNC Investments, Pittsburgh, PA

I used Solomon to prep for my Series 65 exam. I was extremely impressed with how prepared I was for the actual exam! After reviewing the chapter material and taking 7-10 quizzes for each chapter, I was scoring around a 75 average on the practice exams, I wasn't sure that would be enough to pass. However, on exam day I felt extremely confident with the material, and I passed the 65 on my first attempt with about 45 minutes to spare. Extremely satisfied with how Solomon teaches the material to truly make it stick, and also with the progress statistics that they show you, so you know what to work on. I would 100% recommend it to anyone trying to pass their Series exams!

Landry Mead, Goldman Sachs Ayco Personal Financial Management. Dallas, TX

When I took my SIE exam, I only spent 30 minutes taking the exam and I passed. It is amazing how Solomon goes into detail regarding information. You guys provide more information than Kaplan's SIE book. Thank you so much for helping me succeed in my endeavors. Onward and upward to the Series 7. I'm choosing Solomon again!

Zach Sloan, Cambridge Investment Research, Fairfield, IA