Series 53: Reporting Timelines

Taken from our Series 53 Online Guide

Reporting Timelines

Transactions completed during the hours of the RTRS Business Day must generally be reported within 15 minutes of the time of trade. Recall that the RTRS Business Day is 7:30 a.m. to 6:30 p.m. ET, Monday through Friday. Transactions completed outside these hours must be reported no later than 15 minutes after the beginning o

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