Series 7: 17.5.3.1.2 Cashiering Department

Taken from our Series 7 Top-off Online Guide

17.5.3.1.2  Cashiering Department

  • Settles transactions
  • Transfers ownership of securities (both physical and street name)
  • Processes receipts and deliveries of cash and securities to and from the firm, including issuing checks to customers
  • Re

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