Series 7: 17.2.1.4 NASDAQ Levels Of Service

Taken from our Series 7 Top-off Online Guide

We have an Audiobook for this text!

17.2.1.4 NASDAQ Levels of Service

NASDAQ offers a variety of options to the user for viewing quotes and orders on its Market Center.

• Level I is typically used by brokers and individual investors to access the inside market (best bid and best ask) on listed and OTC stocks. Level I also shows the price of the last transaction. A basic level of service, Level I does not identify particular market makers or the volume of shares being offered. If a customer comes to a re

+ Read More

More Series 7 Info

What are people saying?

Create an Account

Since you're reading about Series 7: 17.2.1.4 NASDAQ Levels Of Service, you might also be interested in:

Series 24 - Non-members and Suspended Members

Series 65 - 7.1.2 National Market System

Series 3 - 6.3.1.3.3. Buy and Sell Stop-with-Limit Orders

Series 65 - 2.6.2. The Bond Indenture

Series 65 - Political Risk

Series 53 - Fair Pricing Requirements

Series 66 - 4.1.3.1.1.1 Taxation of an Estate Account

Series 63 - Exercise

Series 79 - Evaluating Specific Buyers

Series 24 - Retirement Plan Accounts: Qualified vs. Non-Qualified Plans

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would not have passed the Series 7 top off without the Solomon materials. The structure of the questions was the closest out of all the programs I tried and their customer support is top notch. I will definitely be back! Thank you!!

Lauren J, Westlake, TX

Solomon Exam Prep helped me pass the Series SIE, 63, 65 and 7 exams. The study materials are easy to understand and practice exams were very helpful, especially with the passing probability to gauge my exam readiness. The instructor for all web classes were really worth it as I could get directly answers for my questions. I couldn't have pass these exams without Solomon's help. Thank you!

Used Solomon for my second & third time. First time I used a different company & day of test, I had no idea what I was reading. Second time, I bought Solomon a little too close to my test date, failed but had a higher score. Third Time, used strictly Solomon & passed! Cant thank Solomon enough, will recommend to everyone!

Ashley F, Citi. New York, NY

I passed the S7 TO first time it was introduced from last year. I have used several books and none of them could be as complete as this one. I am a living witness to the completeness of your course material. If that was not the case, I would not have passed this very difficult exam. I owe my success to your exam materials and no other book, from those I know have come close. I am going to study for the Series 66 through Solomon Exam Prep. If this can help me through, then I am sure many more people would also succeed.

Stalin Miki, Bankerslife, Miami, FL

Jeremy, I passed the Series 7 yesterday with an 87% using only your book and online practice tests. Thanks!

Aaron Johnson, Humble, TX

Just passed the Series 7 on the first attempt! Many questions on the FINRA exam forced me to consider scenarios from a different perspective, and the conceptual understanding the Solomon materials and study plan facilitated allowed me to apply my knowledge appropriately. If I need another license in the future, I'll rely on Solomon to help me prepare.

Dave Stakland Cambridge Investment Research Fairfield, IA