Series 7: 14.9 Transferring And Closing A Customer Account

Taken from our Series 7 Top-off Online Guide

14.9 Transferring and Closing a Customer Account

As with opening a customer account, member firms are asked to observe strict procedures in closing an account, whether by the customer’s express wishes or because of death.

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Series 7: 14.9 Transferring And Closing A Customer Account

Taken from our Series 7 Top-off Online Guide

14.9 Transferring and Closing a Customer Account

Since you're reading about Series 7: 14.9 Transferring And Closing A Customer Account, you might also be interested in:

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