Series 7: 12.1.2.3 Shelf Offering (Shelf Registration)

Taken from our Series 7 Top-off Online Guide

12.1.2.3 Shelf Offering (Shelf Registration)

In most public offerings, an issuer will register and issue a specified number of securities and will attempt to sell all the securities in one day. If an issuer has issued securities previously and is a large enough company, it may file what

+ Read More

More Series 7 Info

What are people saying?

Create an Account

Since you're reading about Series 7: 12.1.2.3 Shelf Offering (Shelf Registration), you might also be interested in:

Series 14 - 4.3.3. Short Positions in Margin Accounts

Series 24 - Simplified Employee Pension (SEP) Plans

Series 22 - 3.3.1. New Construction (Development Properties)

Series 7 - 14.4.1. Cash Accounts

Series 53 - Lifetime Requirement

SIE - Prohibited Mutual Fund Practices

SIE - Trading Preferred Stock

Series 79 - 11.4.3. Antitrust Approval

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon is the BEST!!! Passed the Series 7 on the first try. The lessons are videos and lessons are good. The practice exams are EXCELLENT. Focus on options and muni's. Load up on practice exams and you will be fine. Thank you Solomon!!!

Brandon Collins, Benchmark. Memphis, TN

I have taken and passed the SIE, Series 7, and Series 66 using this amazing Solomon study program. Each time, I felt prepared for the exam and confident in my answers. Solomon's study structure and varying mediums of study make it interactive and easy to learn.. It's an amazing deal for the tools received. I would highly recommend this program!

Abbigayle Hanoch, LPL Financial. Ventura, NM

I would not have passed the Series 7 top off without the Solomon materials. The structure of the questions was the closest out of all the programs I tried and their customer support is top notch. I will definitely be back! Thank you!!

Lauren J, Westlake, TX

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

I passed first try! Three hours and forty-five minutes might seem like a long time, but it flew by. The Solomon Exam Prep conditioned me very well. Utilizing the chapter quizzes and practice exams really helped apply my learning, and also helped with time management. (Series 7)

Ryan Thibault, PNC Investments. Lakewood, OH.

Jeremy, I passed the Series 7 yesterday with an 87% using only your book and online practice tests. Thanks!

Aaron Johnson, Humble, TX

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 7: 12.1.2.3 Shelf Offering (Shelf Registration)

Taken from our Series 7 Top-off Online Guide

12.1.2.3 Shelf Offering (Shelf Registration)

Since you're reading about Series 7: 12.1.2.3 Shelf Offering (Shelf Registration), you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →