Series 7: 12.1.2.1 Initial Public Offering

Taken from our Series 7 Top-off Online Guide

12.1.2.1 Initial Public Offering

If the company has never issued common stock before, the first offering of shares is referred to as an initial public offering (IPO). Once the shares have been registered with the SEC

+ Read More

More Series 7 Info

What are people saying?

Create an Account

Since you're reading about Series 7: 12.1.2.1 Initial Public Offering, you might also be interested in:

Series 63 - Chapter 3 Practice Question Answers

Series 24 - 3.11.5. Summary Prospectus

Series 65 - 2.11. U.S. Treasury Securities

Series 66 - 2.1.3 The Transfer Agent and Registrar

Series 7 - 17.3.1.3 Regulation ATS

Series 6 - 8.2.2.2. Statements for Regular Periodic Purchases

Series 50 - Cash Flow Yield

Series 14 - 2.6.1. Reporting Canceled Trades

Series 66 - 7.10.5 Post-Registration Requirements

Series 26 - Use of Proprietary Information

Series 6 - 7.5. Responsibilities to Customers and Recordkeeping Requirements for Broker-Dealers and Associated Persons

Series 24 - 4.1.12.5. Safe Harbor for Statements by Issuers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The vocabulary on the test was slightly different, (they used the word tendered a lot) and so navigating the different financial vocabulary was a minor challenge. That being said, I felt comfortable in my knowledge and was able to break down and understand a large majority of the exam because of Solomon Exam Prep. I passed and felt confident!
I am so happy with Solomon! So far, I've passed the SIE and Series 7 exam because I used their program to study. I am currently using their program to study for the Series 66 now. The practice exams are invaluable and are the best way to learn! I would give 10/5 stars.

Abbigayle Hanoch, LPL Financial. Ventura, CA

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

A more recent update after taking my Series 7 exam: Within one year of joining the financial industry, Solomon materials have gotten me a 100%, 4 for 4 pass rate with the SIE, S6, 63 and S7 all completed within 10 months. Once again, the materials and practice tests prepared me for the S7 exam better than I could've imagined. I will continue to refer people to Solomon, as the material, customer service, and whole experience has been unmatched.

Alex Coyne, Northwestern Mutual. Pensacola, FL

Solomon is the BEST!!! Passed the Series 7 on the first try. The lessons are videos and lessons are good. The practice exams are EXCELLENT. Focus on options and muni's. Load up on practice exams and you will be fine. Thank you Solomon!!!

Brandon Collins, Benchmark. Memphis, TN

Solomon Exam Prep materials are head and shoulders above any other company's products. I have purchased several other companies' materials and found that when it came time to take the crucial step of practice exams, every other company's answer explanations simply were too brief to be truly educational, or worse, sometimes contradictory to the text. That is when I turned to Solomon Exam Prep. After purchasing their materials, an actual team member emailed me almost every other day to ask how I was doing with my studying and offered assistance if I had questions. With this kind of support, you aren't trying to climb the mountain of becoming licensed alone! Finally, the owner also contacted me several times to thank me for my purchase and to check on my progress. There is no other company out there doing business in this exemplary way. Please be kind to yourself and START with Solomon Exam Prep materials for the BEST of success!

Rebecca Spadafore - Financial Advisor, LPL Financial. Meadville/Erie Area, PA SIE, Series 7, Series 66