Series 7: 3.3.3.1.2 Final Official Statement

Taken from our Series 7 Top-off Online Guide

3.3.3.1.2 Final Official Statement

By Rule 15c2-12, underwriters must receive the final official statement (FOS) from the issuer within seven business days after a bond purchase agreement or its equivalent has been signed. The underwriter, in turn, must deliver copies within one business day to any investors who request it. This practice must be continued until the underwriter has provided a copy to the MSRB and until at least 25 days have elapsed (b

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Jared M. Albany, New York

I am still so giddy that I passed my Series 7 on 1/31. I truly cannot believe it. I took the 7 three times in 2019 utilizing Kaplan study materials and didn't feel good going into the tests any of the times. So shockingly I failed all three times by a lot. My highest score was a 68%. I used Solomon for my 51 in September (passed on the first try) so I thought I could try it for my 7 even though it is the hardest securities test I have taken. I felt so good going into the testing center and I passed!!! I am so grateful to have found your materials. They have been incredibly helpful and I am able to understand all the material covered in the books. I still am in shock that I passed. Now off to the 24!

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