Series 7: 3.3.2.3.1 Negotiating The Price: Request For Proposals

Taken from our Series 7 Top-off Online Guide

3.3.2.3.1  Negotiating the Price: Request for Proposals

For a negotiated sale, an issuer will deliver a request for proposals to selected underwriters. The Request for Proposals will specify the services required and the selection criteria by which the issuer will evaluate the submitted responses. Required service

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