Series 79: Chapter 9 Practice Questions

Chapter 9 Practice Questions

1. 1. Which of the following is not a listing requirement for either NYSE or NASDAQ?
2. A. Minimum market capitalization
3. B. Minimum share price
4. C. Minimum EPS
5. D. Minimum number of market makers
6. 2. A company has the minimum number of shares outstanding to become listed on the NYSE. The day after its listing becomes official, the company buys back a small number of its outstanding shares. Will the company lose its NYSE listing? Why or why not?
7. A. Yes, because the company no longer meets the listing requirements
8. B. Yes, because this will reduce the company’s market capitalization
9. C. No, because a listing cannot be revoked except in cases of fraud
10. D. No, because contin