Series 79: Transactions Exempt From The Registration Requirements Of The ’33 Act

Taken from our Series 79 Top-off Online Guide

Transactions Exempt from the Registration Requirements of the ’33 Act

In the previous section, we discussed securities that are exempt from registration under Section 3 of the Securities Act. In this section, we discuss transactions that are exempt from registration under Section 4 of the Act, primarily private placements.

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