Series 79: Conducting Due Diligence In A Securities Offering

Taken from our Series 79 Top-off Online Guide

Conducting Due Diligence in a Securities Offering

Underwriters and legal counsel often start with a basic due diligence checklist, which may be tailored to an industry sector. The checklist is merely a general guide, and no one should slavishly rely on it; the preci

+ Read More

More Series 79 Info

What are people saying?

Create an Account

Since you're reading about Series 79: Conducting Due Diligence In A Securities Offering, you might also be interested in:

Series 26 - Exchange-Traded Funds (ETFs)

Series 24 - 5.13. SEC Rules to Prevent Market Manipulation

Series 52 - 4.4. Market Transparency and Risk

Series 53 - Exercise

Series 99 - 1.2.3.6.4 Changes in Account Name or Designation

Series 79 - Bidding Process

Series 82 - 4.3. Customer Complaints

SIE - 5.1.1.2.6. Currency Risk

Series 7 - 17.5.2.1 Clearance and Settlement for Trades Cleared Electronically

Series 3 - 6.1.1. Supply Factors

Series 24 - Anti–Money Laundering Compliance Program

Series 24 - Subordinated Debt

Series 22 - 2.3.3.1. Construction Interest

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I felt well prepared. Exam experience went well. The exam prep content was spot on! I had studied previously under a different exam prep course and felt the content was not doing the trick. I was not prepared and needed to rethink my study approach. Luckily after taking the Solomon course I felt completely different and very prepared! The dashboard, lectures and specific detail to the areas where I needed improvement helped me pass the test! I felt so confident thanks to the preparation process and content Solomon provided. Thank you!! It was a great experience preparing with Solomon!

Brady Johnson, Herbert J. Sims & Co., Inc., Fairfield, CT

I used Solomon Exam Prep for both my Series 79 and 63, and was extremely happy with my passing results! Their system is excellent, and the exam simulator is on target. I recommend that once you've taken several full practice exams, you return to the underlying material to read it again - this helps all the details "click." Best of luck, I'd definitely recommend Solomon.

Leah Matsil, JPMorgan Chase, New York, NY

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX

I was well prepared from using Solomon. Such much so that I finished early enough to review the questions and my answers, and determine my estimated score. Thanks! Great platform. Highly recommend using Solomon.

Max Thomas. Fort Lauderdale, FL

Fantastic prep for my Series 79 -- and I passed again!! Thank you Solomon!

Paul Werp, Connected Vision Advisors. Mountain View, CA

Solomon has been hugely helpful to me. In 2022, they helped me prepare for the SIE, Series 63, and Series 79 exams, and I passed all 3 on the first try. I give huge credit to their focused materials and suggested timelines for keeping me on track!

William Windham, Solebury. Brooklyn, NY.