Series 82: Charges For Services Performed

Taken from our Series 82 Top-off Online Guide

Charges for Services Performed

Charges for services performed, including the collection of money due for principal, dividends, or interest, the transfer of securities, appraisals, the safekeeping, and custody of securities, and other services must be reasonable and not unfairly discriminatory among customers.

FINRA Rule 2122

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