Series 3: 7.3.1.2. On-Site Visits

Taken from our Series 3

7.3.1.2. On-Site Visits

In addition to day-to-day supervisory procedures, adequate supervision of the personnel who work in the main office must also include annual on-site inspections. Follow-up procedures should also be in place to ensure that any deficiencies revealed during an on-site visit are promptly corrected. The written proc

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I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

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I passed the series 65! I used the Solomon exam prep Material to take the series 65. I had previously used the Kaplan material and did not find the materials to be that good. The book, audio tape and exam question bank were amazing. It was hard to go to the center wearing a mask during this Coronavirus time period. I don’t think I would’ve passed this Series 65 without Solomon. Thank you

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Series 3: 7.3.1.2. On-Site Visits

Taken from our Series 3

7.3.1.2. On-Site Visits

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