Series 3: 7.3.1. Supervision Of Branch Offices And Guaranteed IBs

Taken from our Series 3

7.3.1. Supervision of Branch Offices and Guaranteed IBs

NFA member firms must diligently supervise their employees and agents in the conduct of their commodity futures activities. These responsibilities not only apply to the supervision of their principal and branch office operations, they also impose a direct duty on guarantor FCMs to supervise the activi

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I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

I took my test [Series 99] yesterday and passed with 87% on the first attempt. Thank you.

Lynn Zolitor Trading Block Chicago, IL

I had a super rough go passing this (Series 7) exam due to a number of personal circumstances, but on my third attempt, I finally passed, with 30 minutes to spare! After my second failed attempt (I failed by ONE question), I spoke to Jeremy Solomon on the phone and via email, and he provided me with some strategies to help me pass the exam once and for all. I focused heavily on rereading the study guide, and teaching concepts to my spouse so that I wasn’t just learning the information, but really understanding it to the point where I could teach it to someone else. The exam simulators are super helpful, but don’t overdo it… this really isn’t the kind of test where you can only learn by doing practice questions. Re-watching the video lectures was very helpful for me as well. I also recommend making flash cards for memorization purposes. If you fail like me, don’t give up - perseverance (and more studying) will get you to the finish line!

Molly Magnuson, CBIZ Retirement & Investment Solutions. Kansas City, MO

I really would like to thank Solomon Exam Prep for helping me pass my Series 63 exam this past Friday! The website is easy to understand and I passed on the first time using their study guide!

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Series 3: 7.3.1. Supervision Of Branch Offices And Guaranteed IBs

Taken from our Series 3

7.3.1. Supervision of Branch Offices and Guaranteed IBs

Since you're reading about Series 3: 7.3.1. Supervision Of Branch Offices And Guaranteed IBs, you might also be interested in:

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